What's your e-Signature Policy?
Whether you're converting a single paper process or are fundamentally transforming your organization, you will need to guide your employ
FINRA wants to hear from YOU on Potential Implications of Blockchain
Distributed ledger technology (DLT), better known as blockchain, has garnered significant interest in the securities industry, with many market participants indicating a desire for increased regulatory engagement as they explore the technology and its possible applications. In response, the Financial Industry Regulatory Authority (FINRA) today issued a report that discusses the use and implications of DLT in the securities industry. The paper also seeks comments as part of an
